Shane Phillips joined Provenance Wealth Advisors in 2014 and is trusted by clients for his extensive investment and personal finance expertise. He serves as a portfolio manager and member of the PWA in-house investment committee and research team, where he helps direct asset allocation and fund manager selection for a wide array of clients.
Shane employs holistic financial planning, investment consulting, and research and analysis to deliver a customized and comprehensive financial plan for each client. He primarily works with business owners, entrepreneurs, high-net-worth individuals and families, and retirees seeking preservation of their lifetime savings.
Shane graduated from the University of Wisconsin with a degree in personal finance and holds certifications as a Chartered Financial Analyst (CFA®) Chartered Alternative Investment Analyst (CAIA) and is a CERTIFIED FINANCIAL PLANNER ™ Professional (CFP®). He moved from Wisconsin in 2013 to work as a financial analyst and settled in Miami, Florida. Shane is a co-host of the Relatable Finance podcast, where he and his co-host and colleague, Joseph Karl, share investment and personal finance strategies with their listeners. In his free time, he enjoys playing basketball and spending time outside in the warm Miami weather.
Check the background of this investment professional on FINRA’s BrokerCheck.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
PWA Securities, LLC and its advisors do not offer tax or legal advice. You should discuss any tax or legal matters with the appropriate professional.
University of Wisconsin – Bachelor of Science in Personal Finance
CFP Professional ®
Chartered Alternative Investment Analyst (CAIA)
Chartered Financial Analyst ®
Investment Advisor Representative of Provenance Wealth Advisors
Registered Representative of PWA Securities, LLC
State of Florida Life, Health and Annuity License
CFA Society of Miami - Member