Employers sponsoring non-safe harbor 401(k) plans must perform annual ERISA- and IRS-mandated testing to ensure they do not disproportionately favor highly compensated employees (HCEs) over rank-and-file non-HCEs. It is critical businesses understand the formulas for these nondiscriminatory tests and the steps they must take to fix a failure or risk losing their plans’ tax benefits. […]
The professionals of Provenance Wealth Advisors provide a comprehensive approach to estate, financial, business and investment planning. We take pride in helping clients to navigate complex financial and risk environments.
Fort Lauderdale Office
200 E. Las Olas Boulevard
Nineteenth Floor
Ft. Lauderdale, Florida 33301-4267
954-712-8888 Phone | 954-712-8900 Fax
Securities are offered through PWA Securities, LLC, registered broker/dealer, member FINRA/SIPC. Investment Advisory Services are offered through Provenance Wealth Advisors, LLC, an SEC-registered investment adviser. Clearing and Custody for PWA Securities, LLC and Provenance Wealth Advisors, LLC are through Raymond James & Associates, Inc. We adopt our clearing firm’s reports by reference. Neither PWA Securities, LLC nor Provenance Wealth Advisors, LLC is an affiliate of Raymond James & Associates, Inc.
Provenance Wealth Advisors does not give tax advice. You should discuss any tax or legal matters with the appropriate professionals.
Provenance Wealth Advisors financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your Provenance Wealth Advisors Financial Advisor for information and availability.
Links are being provided for information purposes only. Provenance Wealth Advisors is not affiliated with and does not endorse, authorize, or sponsor any of the listed websites or their respective sponsors. Provenance Wealth Advisors is not responsible for the content of any website or the collection or use of information regarding any website's users or members.
| Title | Download |
|---|---|
| 2024 Advisor-Transition-Guide | DownloadPreview |
| Title | Download |
|---|---|
| Directorship | DownloadPreview |
| Title | Download |
|---|---|
| PWAS RR Agreement | DownloadPreview |
| PWA IAR Agreement | DownloadPreview |
| Optional Succession Agreement | DownloadPreview |
| Title | Download |
|---|---|
| Member Benefits Guide 2024 | DownloadPreview |
| 2024-Payout-Levels | DownloadPreview |
| Title | Download |
|---|---|
| PWA e-Brochure | DownloadPreview |
| Inside PWA | DownloadPreview |